After the twin scandals of MF Global and Peregrine Financial rocked the futures industry in 2011 and 2012, the National Futures Association, underwent a review, not only of its internal procedures, but also of its rules. In Part One of this two-part John Lothian News exclusive, NFA CEO Dan Roth points to a study conducted by the Berkeley Research Group of NFA’s audit procedures, and he reviews the changes made to the way the agency audits, hires employees, and delivers its message to NFA members.
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