EAM Compliance Advisors

EAM Compliance Advisors provides compliance and consulting solutions to Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs). We provide the futures industry knowledge and experience necessary to build strong procedures, controls and systems in a cost-effective manner, allowing you more time to focus on growing your business.

We believe that, in order for CPOs and CTAs to maintain a culture of compliance, they must: develop strong policies and procedures to COMPLY with applicable laws and regulations; build effective operational risk CONTROL procedures and systems; ensure they TRADE within the restraints of their compliance and risk control policies and procedures; and frequently ANALYZE their policies and procedures to ensure continued compliance with the ever-changing regulatory landscape and best practices.